FINRA's BrokerCheck

Fiduciary Consulting

Reduce fiduciary liability. ERISA holds retirement plan fiduciaries to the highest legal standards. To help meet these legal requirements, we can provide plan sponsors with the independent, objective consulting and guidance necessary to effectively meet and manage ERISA standards. Proper selection and ongoing monitoring of investment alternatives within the plan is a critical aspect of the fiduciary process. Our independent and objective analysis provides plan sponsors with the specific detailed information necessary to make informed decisions on behalf of the plan and help fulfill its fiduciary obligation.

Consulting and Fiduciary services:

  • Plan design analysis and benchmarking based on specific goals set by the client
  • Fiduciary risk review
  • Risk management through prudent processes, procedures and documentation
  • Annual review of plan design and modifications as necessary
  • Investment Policy Statement, documentation and adherence
  • Develop and implement formal education plans and participant advice if needed
  • Annual, semi-annual, or quarterly fiduciary review and analysis
  • Evaluation of the quality of your current investment platform
  • Total cost analysis and vendor revenue
  • Investment performance and associated risk analysis
  • State-of-the-art reporting

Investors should understand that working with an advisor that is a fiduciary does not guarantee that they will experience greater investment performance or reduced losses as compared to working with an advisor that is not acting as a fiduciary.

To learn more about the professional history of our financial advisor(s), please visit FINRA’s BrokerCheck.

Securities offered through Royal Alliance Associates, member FINRA/SIPC. Investment advisory services offered through Rehmann Financial, a Registered Investment Advisor not affiliated with Royal Alliance Associates.

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